-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EqritgqNd3UhUJBeqvyJ+NyylDDEmLXXQCkPg61GpBHLHVU7xx/kDRql3YWwAqFT Z3Krr5p7u0kEPolCURHlXA== 0000912057-96-002589.txt : 19960216 0000912057-96-002589.hdr.sgml : 19960216 ACCESSION NUMBER: 0000912057-96-002589 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ICF KAISER INTERNATIONAL INC CENTRAL INDEX KEY: 0000856200 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 541437073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-41027 FILM NUMBER: 96520370 BUSINESS ADDRESS: STREET 1: 9300 LEE HWY CITY: FAIRFAX STATE: VA ZIP: 22031 BUSINESS PHONE: 7039343600 MAIL ADDRESS: STREET 1: 9300 LEE HWY CITY: FAIRFAX STATE: VA ZIP: 22031 FORMER COMPANY: FORMER CONFORMED NAME: ICF INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN CAPITAL & RESEARCH CORP /DE/ DATE OF NAME CHANGE: 19910314 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COWEN & CO /NY NEW CENTRAL INDEX KEY: 0000917325 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: FINANCIAL SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 SC 13G 1 SC 13G SCHEDULE 13G Amendment No. _______ ICF KAISER INT'L INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 449244102 ---------------- (CUSIP Number) Check the following box if a fee is being paid with this statement /X/. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) The remainder of this cover page should be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see Notes). CUSIP NO.__________________ 13G PAGE 2 OF 4 PAGES 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Cowen & Company I.R.S. Identification No. 13-5616116 2. Check the Appropriate Box if a Member of a Group (a) / / (b) /X/ 3. SEC Use Only 4. Citizenship or Place of Organization New York, New York 5. Sole Voting Power 161,500 6. Shared Voting Power 1,770,200 7. Sole Dispositive Power 161,500 8. Shared Dispositive Power 2,260,800 9. Aggregate Amount Beneficially Owned By Each Reporting Person 2,422,300 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares N/A 11. Percent of Class Represented by Amount in Row 9 11.4% 12. Type of Reporting Person BD,IA,PN PAGE 3 OF 4 PAGES ITEM 1 (a) ICF Kaiser Int'l Inc. (b) 9300 Lee Highway Fairfax, VA 22031-1207 ITEM 2 (a) Cowen & Company (b) Financial Square New York, New York 10005-3597 (c) New York Limited Partnership (d) Common Stock (e) 429244102 ITEM 3 IF THE STATEMENT IS FILED PURSUANT TO RULE 13d-1(a) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS: (a) [ X ] Broker or Dealer registered under section of the Act. (e) [ X ] Investment advisor registered under section 203 of the Investment Advisers Act of 1940. ITEM 4 OWNERSHIP (a) 2,422,300 (b) 11.4% (c) (i) 161,500 (ii) 1,770,200 (iii) 161,500 (iv) 2,260,800 ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON As a broker-dealer and an investment adviser, Cowen & Company holds a portion of the securities on behalf of its clients, none of whose individual interests exceeds five percent. PAGE 4 OF 4 PAGES ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10 CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes of effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1996 COWEN & COMPANY By: Cowen Incorporated, General Partner By: David R. Sarns --------------- David R. Sarns Managing Director -----END PRIVACY-ENHANCED MESSAGE-----